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Sean Michael Valadez

Charles Schwab & CO., Inc.

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About Sean Michael Valadez

Sean Michael Valadez is a financial advisor associated with Charles Schwab & CO., Inc.. Sean has been in the securities industry since September 18, 2008. Sean holds the Series 66, Series 7, Series 9, and Series 10 licenses. They have a CFP and CFA designation. Sean is registered in 27 states and the District of Columbia. Sean has been associated with Charles Schwab & CO., Inc. since February 22, 2021. Prior to this, Sean was registered with Fidelity Brokerage Services LLC and USAA Financial Advisors, Inc.

Firm Information

Sean Valadez is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Sean Valadez’s Registration & Firm History

TX

02/22/2021 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

11/06/2009 - 01/07/2021

FIDELITY BROKERAGE SERVICES LLC (SAN ANTONIO TX)

TX

02/02/2009 - 10/21/2009

USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 08/05/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/23/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/06/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/29/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Michael Valadez.
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