Unclaimed
Sean Michael Touhy is a registered investment advisor representative in New York. Sean Michael Touhy is currently registered with First Manhattan Co. LLC and has been in the industry for over 3 years. Sean Michael Touhy has passed the Series 66, Series 7TO and SIE exams. Sean Michael Touhy has previously been registered with HIGHTOWER SECURITIES, LLC, AMERIPRISE FINANCIAL SERVICES, LLC and WORDEN CAPITAL MANAGEMENT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/01/2024 - Present
First Manhattan Co. LLC (NEW YORK NY)
IL
03/28/2022 - 03/12/2024
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
NY
04/15/2021 - 02/22/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Hauppauge NY)
NY
02/02/2021 - 03/24/2021
WORDEN CAPITAL MANAGEMENT LLC (New York NY)
BOTH
Issued 07/31/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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