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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Sweeney is a financial advisor with United Planners' Financial Services Of America A Limited Partner in Plano, Texas. Sean has been working in the financial services industry since July 2014. Sean has been registered with the state of Texas since 2016 and with the firm since 2018. Sean also has a background at Northwestern Mutual Investment Services, LLC and AXA Advisors, LLC. He holds both Series 63 and Series 65 licenses, in addition to Series 7 and the SIE exam. Sean is a registered representative for United Planners' Financial Services of America.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/23/2018 - Present
United Planners' Financial Services OF America A Limited Partner (PLANO TX)
TX
07/01/2014 - 07/21/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
09/10/2013 - 10/31/2013
AXA ADVISORS, LLC (DALLAS TX)
IA
Issued 12/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/04/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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