Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Stevens is a financial professional with over 16 years of experience in the industry. Sean has a strong background in securities, having held positions at several prominent firms including BNP Paribas Securities Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Currently, Sean is registered with Mizuho Securities USA LLC. Sean is licensed to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/09/2022 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
10/29/2013 - 10/07/2022
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/01/2010 - 10/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/10/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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