Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Shea is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc.. Sean has been working in the financial services industry since 1990. Sean holds the Series 6, 7, 24, 26, 51, 63 and 65 licenses. Sean has previously worked at Lincoln Financial Securities Corporation and Pruco Securities, LLC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NC
04/23/2021 - Present
Cambridge Investment Research Advisors, Inc. (Raleigh NC)
NC
01/03/2005 - 05/04/2021
LINCOLN FINANCIAL SECURITIES CORPORATION (RALEIGH NC)
NJ
10/01/1990 - 11/11/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
10/01/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/09/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/04/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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