Unclaimed
Sean Roth is a registered representative of Fidelity Brokerage Services LLC. Sean is licensed to sell securities in 53 states, as well as the District of Columbia and Puerto Rico. Sean holds Series 63, Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
11/22/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 12/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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