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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Parks is a financial advisor at Morgan Stanley with over 15 years of experience in the industry. Sean has a Series 7 and Series 66 license and is registered with the state of California as an investment advisor representative. Sean has previously worked at LPL Financial, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and UBS Financial Services Inc. Sean specializes in providing asset allocation advice, financial planning, and portfolio management services to high-net-worth individuals, corporations, and institutions. Sean is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/19/2020 - Present
Morgan Stanley (Orinda CA)
CA
06/14/2010 - 06/05/2015
LPL FINANCIAL LLC (DANVILLE CA)
CA
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (MENLO PARK CA)
CA
09/14/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MENLO PARK CA)
CA
11/03/2004 - 09/10/2007
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 03/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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