Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Parchment is an investment advisor representative associated with First Trust Advisors LP. Sean has been in the financial services industry since 2000 and has a broad range of experience. Sean is registered with the state of Illinois and holds the Series 63, 65, 7, 25, and 55 licenses, as well as the SIE Exam. Sean has previously held positions at Profunds Distributors, Inc., ALPS Distributors, Inc., Mutual of Omaha Investor Services, Inc., Neuberger Berman LLC, Seligman Advisors, Inc., UBS Securities LLC, Prudential Securities Incorporated, and Credit Lyonnais Securities (USA), Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
NY
04/02/2019 - Present
First Trust Advisors LP (NEPONSIT NY)
MD
11/07/2014 - 01/07/2019
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
CO
04/01/2013 - 11/05/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
NE
03/07/2013 - 04/01/2013
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/01/2008 - 02/13/2013
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
05/21/2008 - 09/18/2008
SELIGMAN ADVISORS, INC. (NEW YORK NY)
NY
05/07/2002 - 04/17/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
10/20/2000 - 05/07/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/22/1999 - 10/23/2000
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
IA
Issued 05/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/22/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
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