Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Orourke is an investment advisor representative at J.P. Morgan Securities LLC. Sean has been working in the industry since 1996. Sean has a broad range of experience including providing financial planning services, pension consulting and managing portfolios for individuals and businesses. Sean also holds several licenses, including the Series 7, Series 63, Series 9, Series 10, and Series 31. Sean is currently registered in several states, including New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/12/2017 - Present
J.p. Morgan Securities LLC (New York NY)
NY
11/29/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/29/2006 - 12/31/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
08/09/2004 - 06/23/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK CITY NY)
NY
01/06/2003 - 08/13/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
08/03/2001 - 01/14/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
08/28/2000 - 08/07/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
02/12/1998 - 08/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/09/1997 - 12/09/1997
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
08/14/1996 - 06/13/1997
NICHOLS, SAFINA, LERNER & CO. INC. (NEW YORK NY)
IA
Issued 02/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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