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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean O'Connor is a financial advisor registered in California, Nebraska, and Texas. Sean is associated with Mercer Global Advisors Inc. where Sean has been employed since April 2021. Previously, Sean O'Connor was associated with Anchor Bay Securities, LLC. Sean O'Connor has been in the industry since May 2011. Sean O'Connor holds the Series 7 and Series 66 licenses and the SIE certification and is a Certified Financial Planner. Sean O'Connor has been working in the financial services industry for more than 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Mercer Global Advisors Inc. (San Diego CA)
CA
12/04/2015 - 04/25/2017
ANCHOR BAY SECURITIES, LLC (CARLSBAD CA)
CA
05/19/2011 - 12/07/2015
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
05/12/2009 - 01/10/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
BOTH
Issued 09/11/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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