Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Nicolosi is a financial advisor with over 19 years of experience in the industry. Sean is currently registered with Icapital Markets LLC in Boston, MA. Previously, Sean was registered with ICAPITAL SECURITIES, LLC and GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.. Sean holds Series 6, 7, 24, 63, 99, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/30/2023 - Present
Icapital Markets LLC (Boston MA)
NY
10/16/2020 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
MA
01/31/2014 - 09/29/2020
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC. (BOSTON MA)
NC
02/18/2000 - 10/06/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
BC
Issued 02/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2014
Series 99 - Operations Professional Examination
BC
Issued 01/31/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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