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Sean Michael Nicholason

Equitable Distributors, LLC

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About Sean Michael Nicholason

Sean Michael Nicholason is a financial advisor with over 28 years of experience in the financial services industry. Sean is currently registered with Equitable Distributors, LLC in Charlotte, North Carolina. Sean is a Series 7, 6, 24, 63, and SIE licensed professional. Sean has previously held positions with AXA Advisors, LLC, ING Funds Distributor, LLC, Enterprise Fund Distributors, Inc., MONY Securities Corp., and Linsco/Private Ledger Corp. Sean holds a Uniform Investment Adviser Law Examination (Series 65).

Firm Information

Sean Nicholason is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Nicholason’s Registration & Firm History

NC

11/14/2014 - Present

Equitable Distributors, LLC (Charlotte NC)

GA

07/22/2010 - 11/17/2014

AXA ADVISORS, LLC (ATLANTA GA)

GA

03/03/2009 - 04/30/2010

ING FUNDS DISTRIBUTOR, LLC (ATLANTA GA)

GA

09/17/1998 - 08/15/2008

ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)

NY

12/24/1996 - 08/24/1998

MONY SECURITIES CORP. (NEW YORK NY)

SC

09/14/1993 - 11/13/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

IA

Issued 06/14/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/13/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/15/1996

Series 7 - General Securities Representative Examination

BC

Issued 09/13/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael Nicholason.
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