Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Mullervy is a financial advisor with over 20 years of experience in the industry. Sean is currently registered with LPL Financial LLC and has been registered with several other firms throughout his career. Sean provides financial planning and portfolio management services to a variety of clients, including individuals, families, businesses, and retirement plans. Sean also has experience in consulting and other non-discretionary advisory services. Sean is a Certified Financial Planner™ and has passed the Series 7, Series 10, Series 9, Series 63, and Series 65 exams. Sean is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/11/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
FL
07/01/2011 - 06/04/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (FORT LAUDERDALE FL)
FL
02/18/2003 - 07/05/2011
FIDELITY BROKERAGE SERVICES LLC (FT. LAUDERDALE FL)
NY
12/03/2002 - 01/27/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
11/16/1999 - 07/10/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/16/1999 - 07/10/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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