Unclaimed
Sean Meehan is a financial professional with over 12 years of experience in the financial industry. Sean is currently registered with Wall Street Access, and is a Series 7 and Series 66 licensed representative. Sean has held prior positions at CG Capital Markets, LLC, Capital Guardian, LLC, C & CO/PRINCERIDGE LLC, MAXIM GROUP LLC, FIRST EMPIRE SECURITIES, INC., MORGAN STANLEY DISTRIBUTION, INC., MORGAN STANLEY DW INC., UBS FINANCIAL SERVICES INC., and OPPENHEIMER & CO. INC. Sean is licensed in Massachusetts, Minnesota, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/04/2018 - Present
Wall Street Access (NEW YORK NY)
NY
07/30/2015 - 09/18/2018
CG CAPITAL MARKETS, LLC (New York NY)
NY
11/19/2013 - 07/30/2015
CAPITAL GUARDIAN, LLC (New York NY)
NY
07/23/2013 - 10/18/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
NY
07/06/2010 - 08/15/2013
MAXIM GROUP LLC (NEW YORK NY)
NY
02/09/2010 - 07/20/2010
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
12/19/2006 - 12/22/2008
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
06/22/2006 - 01/31/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
08/27/2004 - 03/24/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/07/2004 - 06/22/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
BOTH
Issued 03/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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