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Sean Michael McDonnell

DWS Distributors, Inc.

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About Sean Michael McDonnell

Sean McDonnell is a registered representative with DWS Distributors, Inc. in New York, New York. Sean obtained his Series 7TO, Series 63 and SIE licenses, and has been in the industry since April 11, 2022.

Firm Information

Sean McDonnell is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean McDonnell’s Registration & Firm History

NY

04/11/2022 - Present

DWS Distributors, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael McDonnell.
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