Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Laws is an investment advisor representative with Cetera Investment Advisers LLC. Sean has been in the industry for 18 years. Sean is registered with the state of Colorado as an Investment Advisor Representative and with the state of Texas as an Investment Advisor Representative Resident. Sean holds licenses for Series 6, 7 and 63, and has passed the SIE exam. Sean's previous firms include VOYA FINANCIAL ADVISORS, INC. and NATIONAL PLANNING CORPORATION. Sean has experience in fixed insurance sales and is a licensed independent insurance agent. Sean specializes in providing financial planning services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (DACONO CO)
CO
08/16/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DACONO CO)
CO
09/05/2005 - 08/16/2013
NATIONAL PLANNING CORPORATION (DENVER CO)
IA
Issued 06/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Laws is the right advisor for you? Invested Better is here to help.
