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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Laws is a financial advisor with Cetera Investment Advisers LLC, based in Dacono, Colorado. Sean has been in the industry since 2005. Sean is registered as an Investment Advisor Representative in Colorado and Texas. Prior to working with Cetera Investment Advisers LLC, Sean was employed with VOYA FINANCIAL ADVISORS, INC. and NATIONAL PLANNING CORPORATION. Sean has a range of experience and holds Series 6, 7 and 63 licenses and the SIE exam. Sean's areas of specialization include Retirement Planning, College Savings, Investment Management, Insurance and Estate Planning. Sean works with a variety of clients, including individuals, families, corporations, and charitable organizations.
DACONO, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/29/2023 - Present
Cetera Investment Advisers LLC (DACONO CO)
CO
08/16/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (DACONO CO)
CO
09/05/2005 - 08/16/2013
NATIONAL PLANNING CORPORATION (DENVER CO)
IA
Issued 6/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/1/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 9/3/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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