Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kleeman is an investment advisor representative with Avantax Advisory Services, a Registered Investment Advisor (RIA) firm based in Dallas, Texas. Sean has been in the financial services industry since 2008. Sean has obtained the Series 6, 7TO, 63, and 65 licenses. Sean has also been employed with PFS Investments Inc., Sunamerica Securities, Inc., and The Kleeman Corporation. Sean offers a wide range of financial planning and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
HI
01/14/2022 - Present
Avantax Advisory Services (Mililani HI)
HI
10/24/2008 - 12/31/2011
PFS INVESTMENTS INC. (HONOLULU HI)
AZ
11/16/1999 - 02/09/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/14/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Kleeman is the right advisor for you? Invested Better is here to help.
