Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kennedy is a financial professional with over 5 years of experience in the industry. Sean has a strong background in securities and investments, having worked with firms like Goldman Sachs & Co. LLC, Instinet, LLC, and Nomura Securities International, Inc. Sean holds the Series 7, Series 7TO, Series 63, Series 86, and Series 87 licenses. Sean is currently registered with Mizuho Securities USA LLC in New York, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/29/2023 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
08/09/2019 - 06/09/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
11/14/2016 - 07/17/2019
INSTINET, LLC (NEW YORK NY)
NY
05/28/2016 - 11/14/2016
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 09/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/21/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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