Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Kennedy is a financial professional with over 25 years of experience in the industry. Sean has been registered with LPL Financial LLC since July 2022. Prior to that, Sean was associated with NATIONAL PLANNING CORPORATION and SUNAMERICA SECURITIES, INC.. Sean is a registered representative in Arizona and California, and holds Series 6, 7, 24, 63, and 66 licenses. Sean also has a strong background in fixed insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
07/29/2022 - Present
LPL Financial LLC (PHOENIX AZ)
AZ
03/29/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (SCOTTSDALE AZ)
AZ
03/05/1997 - 03/25/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BOTH
Issued 01/26/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/11/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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