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Sean Michael Kelleher

Wall Street Access

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About Sean Michael Kelleher

Sean Kelleher is a financial professional with over 30 years of experience in the industry. Sean has held numerous roles in the financial sector, including a position at WSA Fixed Income, LLC, and currently works at Wall Street Access. Sean holds multiple licenses and certifications, including Series 7, 8, 9, 10, 55, 57, 63, 99 and SIE. Sean is registered in New York and is committed to providing high-quality financial advice and guidance to clients.

Firm Information

Sean Kelleher is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Kelleher’s Registration & Firm History

NY

11/19/1992 - Present

Wall Street Access (NEW YORK NY)

NY

07/09/2008 - 11/13/2012

WSA FIXED INCOME, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/10/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/30/1993

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/18/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sean Michael Kelleher.
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