Unclaimed
Sean Michael Jowers is a Registered Representative with Wells Fargo Clearing Services, LLC. Sean has been in the financial services industry since July 2021, and has been registered with Wells Fargo Clearing Services, LLC since January 2022. Sean is also an Investment Adviser Representative and is registered with the state of Texas. Prior to joining Wells Fargo Clearing Services, LLC, Sean was an Investment Adviser Representative with Ameriprise Financial Services, LLC. Sean holds Series 66, Series 7TO and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/21/2022 - Present
Wells Fargo Clearing Services, LLC (FRISCO TX)
TX
07/20/2021 - 01/26/2022
AMERIPRISE FINANCIAL SERVICES, LLC (PLANO TX)
BOTH
Issued 08/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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