Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Jones is a financial advisor with LPL Financial LLC. Sean is a Registered Representative and Investment Advisor Representative with over 15 years of experience in the financial services industry. Sean has a Series 66, Series 63, Series 7, and SIE license. Before joining LPL Financial LLC, Sean worked at Key Investment Services LLC and Wells Fargo Advisors, LLC. Sean is currently registered in Arizona, California, Florida, Pennsylvania, Washington, and Wyoming. Sean has a passion for helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WA
06/30/2021 - Present
LPL Financial LLC (BELLINGHAM WA)
WA
10/11/2016 - 06/29/2021
KEY INVESTMENT SERVICES LLC (BELLINGHAM WA)
WA
07/13/2011 - 10/13/2016
WELLS FARGO ADVISORS, LLC (MOUNT VERNON WA)
WA
04/07/2010 - 07/14/2011
KEY INVESTMENT SERVICES LLC (MOUNT VERNON WA)
WA
12/07/2007 - 04/08/2010
RBC CAPITAL MARKETS CORPORATION (BELLINGHAM WA)
BOTH
Issued 02/13/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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