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Sean Michael Grady

Nylife Securities LLC

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About Sean Michael Grady

Sean Grady is a registered representative with Nylife Securities LLC. Sean has been in the securities industry since September 29, 1995. Sean has experience in both the broker-dealer and investment advisor industries and holds a Series 7, Series 63, Series 55, and Series 66 license. Sean is registered in Georgia and South Carolina. Sean's previous employers include J.P. Morgan Securities LLC, Morgan Stanley, Guggenheim Securities, LLC, UBS Securities LLC, Credit Suisse Securities (USA) LLC, and CS First Boston Corporation.

Firm Information

Sean Grady is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Grady’s Registration & Firm History

GA

04/05/2022 - Present

Nylife Securities LLC (SAVANNAH GA)

NJ

09/18/2019 - 11/16/2021

J.P. MORGAN SECURITIES LLC (NORTHVALE NJ)

NJ

03/15/2017 - 09/10/2019

MORGAN STANLEY (PARAMUS NJ)

NY

02/03/2014 - 05/20/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

05/27/2008 - 04/13/2012

UBS SECURITIES LLC (NEW YORK NY)

NY

04/07/1998 - 03/31/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

04/23/1996 - 03/25/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

07/12/1991 - 04/19/1996

CS FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 03/24/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/27/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/31/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/10/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael Grady.
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