Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Gilligan is an active investment advisor representative. Sean has been working in the financial services industry for 30 years and is currently registered with J.P. Morgan Securities LLC in Enfield, Connecticut. Sean has previously worked at USI Securities, Inc., UBS Financial Services Inc., Patrick Capital Markets, LLC, Raymond James Financial Services, Inc., Pioneer Funds Distributor, Inc., Federated Securities Corp., and Colonial Investment Services, Inc. Sean is licensed to offer securities advice in California, Connecticut, Florida, Massachusetts, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CT
04/18/2023 - Present
J.p. Morgan Securities LLC (Enfield CT)
CT
06/29/2020 - 12/31/2022
USI SECURITIES, INC. (GLASTONBURY CT)
NH
03/12/2018 - 08/07/2019
UBS FINANCIAL SERVICES INC. (CONCORD NH)
CA
09/28/2016 - 04/04/2018
PATRICK CAPITAL MARKETS, LLC (TRABUCO CANYON CA)
ME
04/15/2016 - 09/29/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (YORK ME)
MA
09/19/2000 - 04/18/2016
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
PA
02/01/1997 - 09/05/2000
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
MA
03/01/1995 - 12/31/1996
COLONIAL INVESTMENT SERVICES, INC. (BOSTON MA)
NA
06/22/1992 - 03/01/1995
COLONIAL INVESTMENT SERVICES
BOTH
Issued 08/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2000
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/19/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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