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Sean Michael Foley

Leerink Partners LLC

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About Sean Michael Foley

Sean Foley is a securities professional with over 25 years of experience in the financial services industry. Sean has held positions at a number of prominent firms including Lehman Brothers, ABN AMRO Securities, Bear Stearns, and National Financial Services. Sean joined Leerink Partners LLC in 2013 and is currently registered with the firm in Boston, MA. Sean holds FINRA Series 7, 24, 55, 57TO and SIE licenses as well as a Series 63 license. Sean is registered with the state of Massachusetts and 24 other states.

Firm Information

Sean Foley is currently registered with Leerink Partners LLC. Leerink Partners LLC is a Limited Liability Company formed in July 2007. It is registered in all 50 states and the District of Columbia. The firm has one SEC registration and is actively registered with state regulators.

Not reported

Assets Under Management

Not reported

Total Clients

76

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Foley’s Registration & Firm History

MA

05/27/2013 - Present

Leerink Partners LLC (BOSTON MA)

MA

10/21/2008 - 10/03/2011

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

MA

05/16/2001 - 06/12/2008

BEAR, STEARNS & CO. INC. (BOSTON MA)

NY

03/14/1996 - 05/29/2001

ABN AMRO SECURITIES LLC (NEW YORK NY)

NY

09/30/1992 - 11/13/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/23/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2009

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sean Michael Foley.
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