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Sean Michael Flynn

Northwestern Mutual Investment Services, LLC

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About Sean Michael Flynn

Sean Michael Flynn is a financial advisor with Northwestern Mutual Investment Services, LLC. Sean has been in the financial industry since July 9, 1996 and is registered to provide investment advisory services in Louisiana. Sean's office is located at 1 Smart Way Suite 101 in Baton Rouge, LA. In addition to his role at Northwestern Mutual Investment Services, LLC, Sean also has experience with Robert W. Baird & Co. Incorporated. Sean is a Chartered Financial Consultant and is licensed in Alabama, Arkansas, California, Colorado, Florida, Louisiana, Maryland, Massachusetts, Mississippi, Missouri, North Carolina, Ohio, Texas, Virginia, and Wisconsin.

Firm Information

Sean Flynn is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Sean Flynn’s Registration & Firm History

LA

12/18/2009 - Present

Northwestern Mutual Investment Services, LLC (Baton Rouge LA)

WI

02/10/1998 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 07/10/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sean Michael Flynn. Review regulatory record here.
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