Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Dickes is an investment advisor representative with J.P. Morgan Securities LLC. Sean has been in the industry since 2008 and has experience working with a variety of clients, including individuals, businesses, and institutional investors. Sean holds the Series 66, Series 7, Series 9, and Series 10 licenses, as well as the SIE. J.P. Morgan Securities LLC is a well-established firm with a long history of providing financial services to clients across the United States. The firm offers a wide range of services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
10/21/2024 - Present
J.p. Morgan Securities LLC (Phoenix AZ)
AZ
10/01/2008 - 05/15/2017
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
03/28/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (TUCSON AZ)
BOTH
Issued 05/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/16/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/25/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Dickes is the right advisor for you? Invested Better is here to help.
