Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Dean is a financial advisor with Stifel, Nicolaus & Company, Inc. based in Boston, Massachusetts. Sean Dean has been in the industry since July 2001 and has experience in providing financial planning, pension consulting, educational seminars, and portfolio management services. Sean Dean is also registered as a Registered Representative in California and New Hampshire and is a Registered Investment Advisor in New Hampshire and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/13/2023 - Present
Stifel, Nicolaus & Company, Inc. (BOSTON MA)
MA
05/01/2009 - 03/09/2012
LEERINK SWANN LLC (BOSTON MA)
MA
01/01/2008 - 05/19/2009
WELLS FARGO ADVISORS, LLC (BOSTON MA)
MA
09/05/2002 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BOSTON MA)
MO
02/07/2001 - 03/11/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
12/20/2000 - 01/16/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 09/16/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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