Unclaimed
Sean Cunningham is a financial professional with over 20 years of experience in the industry. Sean is currently registered with Equitable Distributors, LLC. Sean holds a Series 7, Series 24, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/26/2004 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
04/03/2003 - 10/28/2004
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 04/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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