Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Croll is a financial professional with over 20 years of experience in the securities industry. Sean has held various roles at several prominent firms, including Casey Securities LLC, RFA Securities LLC, Convergex Execution Solutions LLC, Cowen and Company, RBC Capital Markets Corporation, SunTrust Capital Markets, Inc., Thomas Weisel Partners LLC, and CIBC Oppenheimer Corp. Sean is currently registered with Citadel Securities LLC. His expertise includes a range of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/01/2024 - Present
Citadel Securities LLC (New York NY)
CA
05/29/2014 - 04/18/2024
CASEY SECURITIES LLC (GREENBRAE CA)
PA
09/22/2020 - 07/30/2021
RFA SECURITIES LLC (PHILADELPHIA PA)
CA
12/18/2013 - 03/11/2014
CONVERGEX EXECUTION SOLUTIONS LLC (SAN FRANCISCO CA)
CA
11/07/2006 - 08/13/2012
COWEN AND COMPANY (SAN FRANCISCO CA)
CA
07/25/2005 - 06/30/2006
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
GA
08/13/2003 - 07/07/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
CA
03/22/1999 - 07/30/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
10/08/1997 - 12/04/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 06/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Croll is the right advisor for you? Invested Better is here to help.
