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Sean Michael Coughlin

Prudential Annuities Distributors, Inc.

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About Sean Michael Coughlin

Sean Coughlin is a financial professional with over 20 years of experience in the financial services industry. Sean currently works at Prudential Annuities Distributors, Inc. and is registered to conduct business in California and South Dakota. Sean previously worked at several other firms, including Pruco Securities, LLC., Hartford Equity Sales Company Inc., Capital Analysts, Incorporated, American General Securities Incorporated, SunAmerica Capital Services, Inc., Washington Square Securities, Inc., and Mutual of Omaha Investor Services, Inc. Sean holds the Series 6, Series 63, and SIE licenses.

Firm Information

Sean Coughlin is currently registered with Prudential Annuities Distributors, Inc.. Prudential Annuities Distributors, Inc. is a corporation formed in September 1987. It is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC. The firm has been the subject of 2 regulatory events and 1 civil event.

Not reported

Assets Under Management

Not reported

Total Clients

554

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean Coughlin’s Registration & Firm History

CT

04/01/2020 - Present

Prudential Annuities Distributors, Inc. (SHELTON CT)

NJ

01/03/2013 - 04/01/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

CA

09/08/2005 - 01/03/2013

HARTFORD EQUITY SALES COMPANY INC. (ENCINO CA)

OH

08/11/2003 - 07/18/2005

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

AZ

11/14/2002 - 08/05/2003

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

NJ

03/17/2000 - 02/22/2001

SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)

CT

06/29/1999 - 12/31/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

NE

04/29/1997 - 09/14/1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 05/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael Coughlin.
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