Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Corcoran is a financial professional with over 30 years of experience in the securities industry. Sean is currently a Registered Representative and Principal at HSBC Securities (USA) Inc. Sean has held previous roles at firms such as HSBC Brokerage (USA) Inc., Republic New York Securities Corporation, Smith Barney Inc., and Lehman Brothers Inc. Sean's expertise spans a broad range of securities and financial products. Sean is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 4, 7, 9, 10, 24, 55, 57TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/01/2005 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
03/29/2000 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
03/07/1996 - 03/28/2000
REPUBLIC NEW YORK SECURITIES CORPORATION (NEW YORK NY)
NY
09/07/1993 - 03/12/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
06/20/1989 - 09/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 07/31/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/04/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sean Corcoran is the right advisor for you? Invested Better is here to help.
