Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Case is a financial advisor with over 20 years of experience in the industry. Currently, Sean is registered with PHX Financial, Inc. and has been with them since September of 2014. Previously, Sean has worked at J.D. NICHOLAS & ASSOCIATES, INC. as well as EKN FINANCIAL SERVICES INC. and others. Sean is registered in over 20 states, including New York, California, Florida, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/04/2014 - Present
PHX Financial, Inc. (Hauppauge NY)
NY
07/30/2010 - 10/03/2014
J.D. NICHOLAS & ASSOCIATES, INC. (LAKE GROVE NY)
NY
04/27/2010 - 08/06/2010
EKN FINANCIAL SERVICES INC. (FARMINGVILLE NY)
NY
06/16/2005 - 05/19/2010
ITRADEDIRECT.COM CORP (FARMINGVILLE NY)
FL
04/22/2002 - 06/15/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NJ
10/20/1998 - 05/15/2002
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
BC
Issued 09/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/11/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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