Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Caldwell is a financial advisor with Arete Wealth Management, LLC in Chicago, IL. Sean has been working in the financial industry since 2015. Sean is licensed to sell securities in Minnesota and Texas. Sean holds the Series 63, Series 22 and SIE securities licenses. Sean has previously worked with Crescent Securities Group, Inc., Venture.Co Brokerage Services LLC, and JCC Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/20/2021 - Present
Arete Wealth Management, LLC (Chicago IL)
TX
11/13/2020 - 09/21/2021
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
VT
05/05/2020 - 10/08/2020
VENTURE.CO BROKERAGE SERVICES LLC (BURLINGTON VT)
TX
06/06/2019 - 03/19/2020
CRESCENT SECURITIES GROUP, INC. (PLANO TX)
IL
10/03/2018 - 06/06/2019
ARETE WEALTH MANAGEMENT, LLC (CHICAGO IL)
TX
01/16/2015 - 05/11/2018
JCC ADVISORS, LLC (Dallas TX)
BC
Issued 11/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2015
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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