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Sean Michael Cain

PNC Investments

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About Sean Michael Cain

Sean Cain is a financial advisor with over 30 years of experience in the industry. Sean is currently registered with PNC Investments and has been with the firm since 2004. Prior to this, Sean worked at J.J.B. HILLIARD, W.L. LYONS, INC., PNC BROKERAGE CORP and FEDERATED SECURITIES CORP. Sean is a licensed investment advisor and holds the Series 6, 7, 63, 65, 72 and SIE licenses. Sean is a specialist in providing investment advice to individuals, businesses and pensions.

Firm Information

Sean Cain is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Cain’s Registration & Firm History

PA

01/01/2004 - Present

PNC Investments (PITTSBURGH PA)

KY

06/01/2002 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

01/09/1997 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

PA

11/16/1993 - 12/12/1996

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

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Licenses & Designations

IA

Issued 09/25/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/10/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/28/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael Cain.
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