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Sean Michael Brown

U.s. Bancorp Investments, Inc.

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About Sean Michael Brown

Sean Michael Brown is a registered representative with U.S. Bancorp Investments, Inc., who has been in the financial services industry since June 2022. Brown has a Series 63, Series 66, and Series 7 license. Sean is registered with the state of Colorado as a both a broker-dealer and an investment advisor. Sean focuses on serving high-net-worth individuals, insurance companies, and pension and profit sharing plans.

Firm Information

Sean Brown is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Sean Brown’s Registration & Firm History

CO

07/15/2024 - Present

U.s. Bancorp Investments, Inc. (Avon CO)

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Licenses & Designations

BOTH

Issued 07/12/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/22/2024

Series 7TO - General Securities Representative Examination

BC

Issued 08/08/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/16/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Michael Brown.
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