Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Michael Brennan is a financial advisor who has been in the industry since July 14, 2021. Sean is currently registered with PFS Investments Inc. in Cornelius, North Carolina. Sean is a Series 63, Series 26, Series 6TO, and SIE licensed professional. Sean has specialized in providing financial services for individuals and can also help with financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NC
01/10/2023 - Present
PFS Investments Inc. (CORNELIUS NC)
NC
07/06/2021 - 12/31/2022
PFS INVESTMENTS INC. (CORNELIUS NC)
BC
Issued 09/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/24/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/02/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/26/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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