Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Badcock is a registered representative with Neuberger Berman BD LLC. Sean has been in the industry since November 26, 2012 and holds the Series 63, SIE, Series 7, and Series 55 licenses. Sean is also a Chartered Financial Analyst (CFA). Sean has been with Neuberger Berman LLC since February 2016. Before that, Sean was with Citadel Inv Group. Sean's previous firms include ROBECO SECURITIES, L.L.C. and SILVERADO ARBITRAGE TRADING LTD. Sean has registered in Florida, Illinois, New Jersey, and New York for both Broker Check and Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
03/19/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
MA
10/16/2003 - 06/28/2005
ROBECO SECURITIES, L.L.C. (BOSTON MA)
NJ
11/29/2001 - 10/02/2003
SILVERADO ARBITRAGE TRADING LTD. (SADDLEBROOK NJ)
BC
Issued 08/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 04/18/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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