Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Anderson is a financial advisor with over 10 years of experience in the industry. Sean currently works at Alps Distributors, Inc. in Scottsdale, Arizona. Sean previously worked at FORESIDE FINANCIAL SERVICES, LLC, ASCENDANT ALTERNATIVE STRATEGIES, LLC, AXIOM CAPITAL MANAGEMENT, INC., TD AMERITRADE, INC., and WFG INVESTMENTS, INC.. Sean holds the Series 7, Series 63, Series 99 and Series 99TO licenses. Sean is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
09/07/2023 - Present
Alps Distributors, Inc. (Scottsdale AZ)
TX
10/26/2020 - 09/06/2023
FORESIDE FINANCIAL SERVICES, LLC (San Antonio TX)
TX
03/28/2017 - 09/22/2020
ASCENDANT ALTERNATIVE STRATEGIES, LLC (Austin TX)
TX
01/06/2014 - 03/29/2017
AXIOM CAPITAL MANAGEMENT, INC. (AUSTIN TX)
TX
12/17/2013 - 01/08/2014
TD AMERITRADE, INC. (FORT WORTH TX)
TX
10/17/2012 - 06/26/2013
WFG INVESTMENTS, INC. (DALLAS TX)
BC
Issued 10/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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