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Sean Mcgordan Lalljee

Herbert J. Sims Capital Management, Inc.

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About Sean Mcgordan Lalljee

Sean McGordan Lalljee is a registered investment advisor representative of Herbert J. Sims Capital Management, Inc. Sean has been working in the financial industry since 1998. Sean is experienced in providing investment management services to high-net-worth individuals, trusts, estates, pension and profit-sharing plans, and other legal entities. Sean is also a registered representative of Herbert J. Sims & Co., Inc. and devotes approximately 20% of Sean's time to Herbert J. Sims Capital Management.

Firm Information

Sean Lalljee is currently registered with Herbert J. Sims Capital Management, Inc.. Herbert J. Sims Capital Management, Inc. is an investment advisor based in Fairfield, Connecticut. The firm provides portfolio management for individuals and businesses, as well as selection of other advisors. They manage over $146 million in assets for 333 clients, including high-net-worth individuals, charitable organizations, corporations, and individuals. They also participate in wrap fee programs.
Herbert J. Sims Capital Management, Inc.

2150 POST ROAD

FAIRFIELD, CT 06824

$146.68M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sean Lalljee’s Registration & Firm History

CT

11/03/2022 - Present

Herbert J. Sims Capital Management, Inc. (FAIRFIELD CT)

NJ

12/07/2004 - 11/04/2022

WELLS FARGO CLEARING SERVICES, LLC (WESTFIELD NJ)

IL

09/16/1998 - 12/08/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

IA

Issued 02/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/19/2019

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/19/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Mcgordan Lalljee.
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