Unclaimed
Sean McCooey is a financial advisor with Third Seven Capital LLC based in Palm Beach Gardens, FL. Sean has been in the financial industry since 1994 and has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/10/2017 - Present
Third Seven Capital LLC (Palm Beach Gardens FL)
NY
11/01/2010 - 03/11/2015
CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/04/2009 - 07/11/2011
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
NY
10/30/2009 - 11/13/2009
THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)
NY
07/01/1989 - 01/03/2007
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 12/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean McCooey is the right advisor for you? Invested Better is here to help.