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Sean Mccarthy McCooey

Third Seven Capital LLC

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About Sean Mccarthy McCooey

Sean McCooey is a financial advisor with Third Seven Capital LLC based in Palm Beach Gardens, FL. Sean has been in the financial industry since 1994 and has a strong track record of helping clients achieve their financial goals.

Firm Information

Sean McCooey is currently registered with Third Seven Capital LLC. Third Seven Capital LLC is a Limited Liability Company formed on July 6, 2011, with a status of Approved. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico and the Virgin Islands. Third Seven Capital LLC has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

34

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sean McCooey’s Registration & Firm History

FL

03/10/2017 - Present

Third Seven Capital LLC (Palm Beach Gardens FL)

NY

11/01/2010 - 03/11/2015

CONCEPT CAPITAL MARKETS, LLC (NEW YORK NY)

NY

12/04/2009 - 07/11/2011

SANDERS MORRIS HARRIS INC. (NEW YORK NY)

NY

10/30/2009 - 11/13/2009

THE GRISWOLD COMPANY, INCORPORATED (NEW YORK NY)

NY

07/01/1989 - 01/03/2007

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/2013

Series 3 - National Commodity Futures Examination

BC

Issued 03/11/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Mccarthy McCooey.
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