Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Matthew Jeffers is a financial advisor at Neuberger Berman BD LLC. Sean has been working in the financial industry since February 15, 2011 and has a Series 6, 7, 31, and 63 license as well as a Series 65. Previously, Sean worked at FORESIDE FUND SERVICES, LLC and NYLIFE DISTRIBUTORS LLC. Sean is registered to provide investment advice in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/11/2015 - 04/17/2020
FORESIDE FUND SERVICES, LLC (New York NY)
NY
01/05/2011 - 11/02/2015
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
IA
Issued 06/20/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/04/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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