Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Matthew Forbes is a financial professional with over 30 years of experience in the industry. Sean is currently registered with Haitong International Securities (usa) Inc. and has previously held positions at HAITONG SECURITIES USA LLC, CREDIT SUISSE FIRST BOSTON CORPORATION, SCHRODER & CO. INC., YAMAICHI INTERNATIONAL (AMERICA) INC., and DAIWA SECURITIES AMERICA INC. Sean is a licensed Series 3, 7, 14, 24, 63, 7TO, 87, 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/13/2005 - Present
Haitong International Securities (usa) Inc. (NEW YORK NY)
NY
08/21/2018 - 12/21/2022
HAITONG SECURITIES USA LLC (New York NY)
NY
03/21/2000 - 12/31/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
08/25/1999 - 03/29/2000
SCHRODER & CO. INC. (NEW YORK NY)
NY
08/25/1988 - 08/22/1997
YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)
NA
06/03/1987 - 07/25/1988
DAIWA SECURITIES AMERICA INC.
BC
Issued 03/22/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/15/1987
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sean Forbes is the right advisor for you? Invested Better is here to help.
