Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Masao Umetsu is a financial advisor who has been in the industry since 2001. Sean holds Series 63, 65, 7, and SIE licenses. Sean is a Certified Financial Planner and has experience working with various financial institutions, including CUSO Financial Services, LP, BANCWEST INVESTMENT SERVICES, INC., BANKOH INVESTMENT SERVICES, INC., and TD WATERHOUSE INVESTOR SERVICES, INC. Sean is currently employed by Cetera Investment Advisers LLC, a firm with a focus on providing comprehensive financial planning and investment management services to individuals, families, and businesses. Sean's specializations include areas like retirement planning, college savings, investment management, and insurance. Sean is registered to provide financial advice in Arizona, California, Colorado, Hawaii, Kentucky, Nevada, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
HI
04/01/2024 - Present
Cetera Investment Advisers LLC (Honolulu HI)
HI
08/19/2013 - 03/28/2024
CUSO FINANCIAL SERVICES, L.P. (Honolulu HI)
HI
09/28/2012 - 05/10/2013
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
HI
03/23/2011 - 09/20/2012
BANKOH INVESTMENT SERVICES, INC. (KAILUA HI)
HI
03/26/2002 - 03/22/2011
BANCWEST INVESTMENT SERVICES, INC. (HONOLULU HI)
NE
09/07/2000 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
IA
Issued 04/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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