Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Scanlon is a financial professional with over 25 years of experience in the industry. Sean has a diverse background, having worked at several prominent firms including Wedbush Securities, Credit Agricole Securities, Tradition Asiel Securities, and TD Waterhouse Capital Markets. Sean is currently a registered representative with Citigroup Global Markets Inc. and specializes in providing investment advice to individuals, corporations, and other institutional clients. Sean is dedicated to providing personalized financial guidance and helping clients achieve their investment goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/01/2022 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
CA
08/14/2013 - 08/23/2021
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
NY
02/15/2007 - 06/06/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
09/07/2005 - 10/31/2006
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NE
08/02/2004 - 08/31/2005
TD WATERHOUSE CAPITAL MARKETS, INC. (BELLEVUE NE)
NJ
11/12/2003 - 07/16/2004
CROWN FINANCIAL GROUP, INC. (JERSEY CITY NJ)
NJ
04/30/1997 - 11/12/2003
KNIGHT EQUITY MARKETS, L.P. (JERSEY CITY NJ)
NY
11/27/1993 - 03/17/1995
SMITH NEW COURT, INC. (NEW YORK NY)
NY
03/22/1993 - 09/10/1993
ROBERT FLEMING INC. (NEW YORK NY)
BC
Issued 08/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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