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Sean Martin Flynn

Tiaa-Cref Individual & Institutional Services, LLC

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About Sean Martin Flynn

Sean Martin Flynn is a financial advisor with over 24 years of experience in the financial services industry. Sean is currently registered with TIAA-CREF Individual & Institutional Services, LLC. He has held prior roles at WELLS FARGO SECURITIES, LLC, WELLS FARGO ADVISORS, LLC, FIRST UNION BROKERAGE SERVICES, INC., INTERSTATE/JOHNSON LANE CORPORATION and MONY SECURITIES CORP. Sean has a wide range of experience in the financial services industry and is dedicated to helping clients reach their financial goals.

Firm Information

Sean Flynn is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Sean Flynn’s Registration & Firm History

NC

04/09/2015 - Present

Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)

NC

07/30/2012 - 04/03/2015

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

10/01/2000 - 07/18/2012

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

NC

05/29/1998 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

NC

10/16/1997 - 04/20/1998

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NY

09/06/1996 - 09/25/1996

MONY SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 12/07/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/09/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/02/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/24/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/10/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/05/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sean Martin Flynn.
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