Unclaimed
Sean Martin Flynn is a financial advisor with over 24 years of experience in the financial services industry. Sean is currently registered with TIAA-CREF Individual & Institutional Services, LLC. He has held prior roles at WELLS FARGO SECURITIES, LLC, WELLS FARGO ADVISORS, LLC, FIRST UNION BROKERAGE SERVICES, INC., INTERSTATE/JOHNSON LANE CORPORATION and MONY SECURITIES CORP. Sean has a wide range of experience in the financial services industry and is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
04/09/2015 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NC
07/30/2012 - 04/03/2015
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
10/01/2000 - 07/18/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
NC
05/29/1998 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
10/16/1997 - 04/20/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NY
09/06/1996 - 09/25/1996
MONY SECURITIES CORP. (NEW YORK NY)
BOTH
Issued 12/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/02/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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