Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Mark Fetterman is a financial advisor with over 30 years of experience in the financial services industry. Sean is currently registered with Morgan Stanley and has previously worked at UBS Financial Services Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and FMS, Inc. Sean has a wide range of experience in the financial services industry and holds Series 6, 7, 52 and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
12/07/2020 - Present
Morgan Stanley (Boca Raton FL)
FL
05/13/2008 - 12/15/2020
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
07/01/2003 - 05/15/2008
WACHOVIA SECURITIES, LLC (BOCA RATON FL)
NY
11/10/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
01/27/1989 - 12/08/2000
FMS, INC. (BOCA RATON FL)
BC
Issued 05/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1989
Series 52 - Municipal Securities Representative Examination
BC
Issued 01/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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