Unclaimed
Sean Mario Saia is a financial advisor with Loomis Sayles Distributors, LP. Sean is a Series 7, Series 63, and Series 57TO licensed advisor, and has been in the industry since 2014. Sean was previously with Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
11/10/2021 - Present
Loomis Sayles Distributors, LP (BOSTON MA)
NY
05/02/2014 - 01/25/2021
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 01/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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