Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Malcolm Drinan is an investment advisor representative with Stifel, Nicolaus & Company, Inc. based in Enfield, CT. Sean has been in the financial services industry since July 1993. Sean has Series 63 and 65 securities licenses as well as a Series 7 license and the SIE Exam. Prior to joining Stifel, Nicolaus & Company, Inc., Sean was an investment advisor representative for CITIGROUP GLOBAL MARKETS INC. in Springfield, MA and Lehman Brothers Inc in New York, NY. Sean is registered to sell securities in 29 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/15/2014 - Present
Stifel, Nicolaus & Company, Inc. (ENFIELD CT)
MA
07/31/1993 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (SPRINGFIELD MA)
NY
07/09/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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