Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sean? Claim Your ProfileSean Lane is an investment advisor representative, registered with Morgan Stanley. Sean has been in the industry since 1996, and has previously worked at firms such as J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and HSBC Securities (USA) Inc. Sean is registered with the state of Connecticut, New York and Texas. Sean holds the Series 3, 7, 9, 10, 63 and 65 licenses, as well as the SIE exam. Sean's firm, Morgan Stanley, is a global financial services firm that provides a wide range of services to individuals, corporations, and institutions. The firm's services include investment banking, securities brokerage, asset management, and wealth management. Morgan Stanley is headquartered in New York City and has offices around the world.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/11/2020 - Present
Morgan Stanley (Garden City NY)
NY
07/14/2014 - 06/30/2016
J.P. MORGAN SECURITIES LLC (new york NY)
NY
03/31/2011 - 07/02/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
07/07/2009 - 02/15/2011
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
08/28/2007 - 01/13/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/16/2005 - 05/01/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
10/08/2001 - 05/02/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
04/20/1999 - 03/28/2001
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
12/05/1994 - 03/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/28/1994 - 10/05/1994
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 02/28/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1995
Series 3 - National Commodity Futures Examination
BC
Issued 02/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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